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Corporate & Regulatory Services

Regulatory Reporting & Compliance

Compliance, Simplified

Speak to Our Experts

Leveraging cutting-edge technology and seasoned experts, we simplify complex reporting across your fund’s operations, aggregating, calculating, validating, and filing the data that keeps you compliant with global regulations.

Our specialists partner with you on every mandate, from Form PF and Solvency II to post-trade compliance and sustainable finance reporting. As new rules emerge, we track changes in real time, helping you adapt with confidence.

Backed by Mitsubishi UFJ Financial Group, one of the world’s largest financial institutions with $3 trillion in assets as of 2025, we also have the breadth of jurisdictional coverage and subject-matter experience to respond quickly to market shifts, to help you stay one step ahead.

What's New

Overview

With more than 2,100 reports filed each year and the latest business intelligence and data enrichment tools, our team of regulatory experts has the world covered so that you can operate in one region and distribute to countless others. Here are the filings and reports we cover:

AIFMD

Prepare, validate, and submit Annex IV reports for compliance with the EU’s Alternative Investment Fund Managers Directive (AIFMD).

Form PF

Compile, review, and file detailed Form PF submissions, meeting the latest SEC requirements.

CPO-PQR

Manage Commodity Pool Operator Portfolio Quality Review (CPO PQR) data collection, analysis, and reporting.

OPERA

Deliver standardized Open Protocol Enabling Risk Aggregation (OPERA) risk reports, enabling transparent and efficient investor risk assessment.

Post-Trade Monitoring

Conduct daily post-trade checks to ensure portfolios meet all relevant compliance requirements.

SFDR

Support Sustainable Finance Disclosure Regulation (SFDR) alignment, integrating ESG metrics and sustainability disclosures for investors.

CBI & CSSF

Prepare and submit reports to the Central Bank of Ireland (CBI) and Commission De Surveillance Du Secteur Financier (CSSF) authorities.

Solvency II

Produce Solvency II reports, helping insurers meet capital and risk reporting obligations.

CIMA FAR

Complete and submit Cayman Islands Monetary Authority Fund Annual Return (CIMA FAR) filings.

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    Global, Always-on Support
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    Best-in-class Technology
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    Customized Reporting
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    Integrated Workflows

Benefits

We streamline regulatory reporting by aggregating data, reducing report generation time and simplifying the review process.

Client Stories

Resources

Built to Support Complex Strategies and Fund Structures

We partner with the largest public and private funds in the world.

Learn More
  • Hedge Funds
  • Limited Partners
  • Hybrids
  • Private Equity
  • Evergreen / Perpetual
  • SPVs
  • Real Assets
  • Fund of Funds
  • Private Debt
  • UCITS
  • U.S. Registered Funds
  • Venture Capital
  • AIFs
  • ELTIFs
  • LTAFs

Solutions That Work Together

In addition to Regulatory Reporting & Compliance, these solutions help streamline your entire fund operations:

Fund Administration
1
Global Custody
2
Business Process Outsourcing
3
Corporate and Regulatory Services
4
Banking & Liquidity
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