MUFG Investor Services

Insight & Media
Insight & Media
Our Insight & Media section brings you the latest thinking and news from our Investor Services Group. Here you will find insight covering regulation, technology, markets, and other topical issues which affect our clients and the wider investment industry.
Dec 08 2015

MUFG Fund Services Completes Annual SOC 1 Type 2 Attestation

Hamilton, Bermuda, December 8, 2015 – MUFG Fund Services, part of MUFG Investor Services, the global asset servicing arm of Mitsubishi UFJ Financial Group, has announced that it has successfully completed an independent examination of its Fund Administration, Investor Services, Custody Services, Liquidity/Compliance Reporting Services System and its supporting Information Technology General Controls. The Service Organization Control report (SOC 1) Type 2 was prepared in accordance with the attestation standards issued by the American Institute of Certified Public Accountants (AICPA), SSAE No. 16 and International Auditing and Assurance Standards Board (IAASB), ISAE 3402 and covered the period November 1, 2014 to October 31, 2015 for the following locations: Canada (Waterloo and Halifax), Ireland (Dublin), Cayman Islands, Bermuda and New York. The examination was completed by KPMG LLP (Canada).

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MUFG

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About MUFG Investor Services

MUFG Investor Services provides asset servicing solutions to the global investment industry. Leveraging the financial and intellectual capital of MUFG – one of the largest banks in the world with $2.4 trillion in assets – we provide clients access to a range of leading solutions from fund administration, custody, foreign exchange, trustee services and depositary to securities lending and other banking services.

MUFG Investor Services leverages its deep market expertise and industry leading technology to partner with clients throughout the investment lifecycle. Our solutions are developed with our clients’ needs firmly at the heart of the partnership.

MUFG Fund Services is the global fund administration arm of MUFG Investor Services and has been partnering with the investment industry for over 25 years. Through our partnership driven model we provide clients a comprehensive and customized fund administration solution, underpinned by our market leading technology platform. Our clients range from mutual funds, hedge funds, fund of funds, private equity and real estate funds across all investment strategies, asset types and fund structures.